ONLINE CLOSURE OF DEMAT AND TRADING ACCOUNT OPTION IS AVAILABLE THRU RE-KYC APP. IF REQUIRED PLS VISIT OUR WEBSITE.

REGISTRATION DETAILS: DAILY GONG FINANCIAL SERVICES LIMITED SEBI REG. NO. INZ000157633 BSE TM CODE – 918, NSE TM CODE – 10777 DEPOSITORY PARTICIPANT SEBI REG. NO. –IN-DP-392-2018, CDSL DP ID - 13023400 ATTENTION INVESTORS:

• (1) PREVENT UNAUTHORIZED TRANSACTIONS IN YOUR DEMAT/TRADING ACCOUNT --> UPDATE YOUR MOBILE NUMBER AND /OR EMAIL ID WITH DAILY GONG FINANCIAL SERVICES LIMITED (DGFSL) AND RECEIVE OTP DIRECTLY FROM DEPOSITORY ON YOUR EMAIL ID AND/OR MOBILE NUMBER TO CREATE PLEDGE AND ALERTS FOR ALL DEBIT AND OTHER IMPORTANT TRANSACTIONS IN YOUR DEMAT ACCOUNT & TRADING ACCOUNT DIRECTLY FROM DEPOSITORY & STOCK EXCHANGE ON THE SAME DAY ON YOUR MOBILE OR EMAIL.
• (2) INVESTORS SHOULD BE CAUTIOUS ON UNSOLICITED EMAILS AND SMS ADVISING TO BUY, SELL OR HOLD SECURITIES AND TRADE ONLY ON THE BASIS OF INFORMED DECISION. INVESTORS ARE ADVISED TO INVEST AFTER CONDUCTING APPROPRIATE ANALYSIS OF RESPECTIVE COMPANIES AND NOT TO BLINDLY FOLLOW UNFOUNDED RUMOURS, TIPS ETC. FURTHER, YOU ARE ALSO REQUESTED TO SHARE YOUR KNOWLEDGE OR EVIDENCE OF SYSTEMIC WRONGDOING, POTENTIAL FRAUDS OR UNETHICAL BEHAVIOUR THROUGH THE ANONYMOUS PORTAL FACILITY PROVIDED ON BSE & NSE WEBSITE.
• INVESTORS MAY PLEASE REFER TO THE EXCHANGES FREQUENTLY ASKED QUESTIONS (FAQS) ISSUED VIDE CIRCULAR REFERENCE NSE/INSP/45191 DATED JULY 31, 2020 AND NSE/INSP/45534 DATED AUGUST 31, 2020 AND OTHER GUIDELINES ISSUED FROM TIME TO TIME IN THIS REGARD.
• PAY 20% UPFRONT MARGIN OF THE TRANSACTION VALUE TO TRADE IN CASH MARKET SEGMENT.
• CHECK YOUR SECURITIES /MF/ BONDS IN THE CONSOLIDATED ACCOUNT STATEMENT ISSUED BY NSDL/CDSL EVERY MONTH. .......... ISSUED IN THE INTEREST OF INVESTORS.
• MEMBERS ARE HEREBY REQUESTED TO COLLECT E-MAIL IDS AND MOBILE NUMBERS OF THEIR CLIENTS WITH CONSENT AND FORWARD TO DGFSL TO ENABLE US TO UPDATE SAME IN THE BACK OFFICE SOFTWARE OF DGFSL (LD) AND ALSO WITH DEPOSITORY AND EXCHANGE UCC DATA.

RISK DISCLOSURES ON DERIVATIVES

9 OUT OF 10 INDIVIDUAL TRADERS IN EQUITY FUTURES AND OPTIONS SEGMENT, INCURRED NET LOSSES.

ON AN AVERAGE, LOSS MAKERS REGISTERED NET TRADING LOSS CLOSE TO RS. 50,000.

OVER AND ABOVE THE NET TRADING LOSSES INCURRED, LOSS MAKERS EXPENDED AN ADDITIONAL 28% OF NET TRADING LOSSES AS TRANSACTION COSTS.

THOSE MAKING NET TRADING PROFITS, INCURRED BETWEEN 15% TO 50% OF SUCH PROFITS AS TRANSACTION COST.

ADVISORY FOR INVESTORS :

CLIENTS ARE CAUTIONED TO ABSTAIN FROM DEALING IN ANY SCHEMES OF UNAUTHORIZED COLLECTIVE INVESTMENTS/PORTFOLIO MANAGEMENT, INDICATIVE/ GUARANTEED/FIXED RETURNS / PAYMENTS ETC.

STOCK BROKERS CAN ACCEPT SECURITIES AS MARGIN FROM CLIENTS ONLY BY WAY OF PLEDGE IN THE DEPOSITORY SYSTEM W.E.F. SEPTEMBER 1, 2020.

“MANDATORY UPDATION OF CERTAIN ATTRIBUTES OF KYC IN YOUR DEMAT ACCOUNT TO AVOID UNINTERRUPTED DEMAT SERVICES”

KYC IS ONE TIME EXERCISE WHILE DEALING IN SECURITIES MARKETS - ONCE KYC IS DONE THROUGH A SEBI REGISTERED INTERMEDIARY (BROKER, DP, MUTUAL FUND ETC.), YOU NEED NOT UNDERGO THE SAME PROCESS AGAIN WHEN YOU APPROACH ANOTHER INTERMEDIARY.

AS PER SEBI REQUIREMENT, ALL CLIENTS HAVE TO BE CENTRAL KNOW YOUR CUSTOMER (CKYC) REGISTERED.CLIENTS ARE REQUESTED TO REGISTER CKYC WITH DGFSL. FOR CLARIFICATION IF ANY, CONTACT DGFSL. HELPDESK NO. 022- 61829526 / 528

ASBA MEANS APPLICATION SUPPORTED BY BLOCKED AMOUNT AS DEFINED IN CLAUSE (D) OF SUB REGULATION (1) OF REGULATION 2 OF THE SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009. ASBA IS AN APPLICATION CONTAINING AN AUTHORIZATION TO BLOCK THE APPLICATION MONEY IN THE BANK ACCOUNT FOR SUBSCRIBING TO AN IPO/FPO OR RIGHTS ISSUE.NO NEED TO ISSUE CHEQUES BY INVESTORS WHILE SUBSCRIBING TO IPO. JUST WRITE THE BANK ACCOUNT NUMBER AND SIGN IN THE APPLICATION FORM TO AUTHORISE YOUR BANK TO MAKE PAYMENT IN CASE OF ALLOTMENT. NO WORRIES FOR REFUND AS THE MONEY REMAINS IN INVESTORS ACCOUNT.

CHOICE OF NOMINATION:

“DEMAT ACCOUNT HOLDERS WHO HAVE NOT REGISTERED NOMINEE IN THEIR OWN INTEREST, TO PROVIDE ‘CHOICE OF NOMINATION’ BY SUBMISSION OF DULY SINGED NOMINATION REGISTRATION / OPTED OUT FORM TO DP FOR ENSURING SMOOTH TRANSMISSION OF SECURITIES HELD BY THEM AS WELL AS TO PREVENT ACCUMULATION OF UNCLAIMED ASSETS IN SECURITIES MARKET”

Advisory for investors : Clients are cautioned to abstain from dealing in any schemes of unauthorized collective investments/portfolio management, indicative/ guaranteed/fixed returns / payments etc.

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

Pay 20% upfront margin of the transaction value to trade in cash market segment.

Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors

“MANDATORY UPDATION OF CERTAIN ATTRIBUTES OF KYC BEFORE JUNE 01, 2021 TO AVOID UNINTERRUPTED DEMAT SERVICES” http://tinyurl.com/cuearp6w

As per SEBI requirement, All individual clients have to be CKYC registered. Summit CKYC form to ISS.

Clients are requested to register Central Know Your Customer (CKYC) and Aadhaar number with ISS. For clarification if any, contact ISS helpdesk no. 022- 61829526 / 528

ISS is pleased to introduce an incentives scheme of Rs.10,000/- to the sub-brokers who introduce New Authorised Persons to ISS, for details pls call Ms. Mayuri M on 61829528.

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

ISS is pleased to introduce an incentives scheme of Rs.10,000/- to the sub-brokers who introduce New Authorised Persons to ISS, for details pls call Ms. Mayuri M on 61829528.

Attention Investors: (1) Prevent Unauthorized Transactions in your account --> Update your Mobile Number and /or email id with us.(2) Receive alerts on your Registered Mobile for all debit and other important transactions in your Demat account & Trading account directly from Depository & Stock Exchange on the same day on your mobile or email. (3)No need to issue Cheque by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment (4)No worries for refund as the money remains in investors account. (5)Registration details: ISS Enterprise Limited–SEBI Reg. No. NZ000157633 BSE – TM Code – 3299, NSE – TM Code – 13773, MSEI - – TM Code – 73200, , MCX – TM Code – 40585, NCDEX – TM Code – 01006, ICEX TM Code -1274 (6) Depository Participant SEBI Reg. No. - IN-DP-84-2015, CDSL DP ID – 12066900. NSDL ID: IN301895 (7) Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical behaviour through the anonymous portal facility provided on BSE & NSE website.(8) Once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

"KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."

Attention Investors "Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors."

Members are hereby requested to collect E-mail IDs and Mobile Numbers of their clients with consent and forward to ISS to enable us to update same in the Back Office Software of ISS (iSPARC)