| FEBRUARY 2022 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 17-Feb-2022 | Ref.: 21-22/ISS/CNS/ 7747/KM | Voluntary Auction for Internal Shortages or Closed Out Procedure | CNS |  |
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| JANUARY 2022 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 14-Jan-2022 | NSE/ISC/51035 | Updation of mandatory KYC fields by March 31, 2022 | CRD | |
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| APRIL 2021 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 22-Apr-2021 | 21-22/ISS/SURV/ 7651/SS | Mandatory fields in Unique Client Code (UCC) information provided to Exchange | CRD | |
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| NOVEMBER 2020 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 27-Nov-2020 | ISSCIRC/Compliance/7590 | Bank Account Closure w.e.f 01-Dec-2020 | Compliance | |
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| SEPTEMBER 2020 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 02-Sep-2020 | NSE/INSP/45565 | Investor Awareness regarding the revised guidelines on margin collection-NSE | Compliance | |
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| AUGUST 2020 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 05-Aug-2020 | ISS/CNS/2020/7524(1) | Margin through New Pledge System | CNS | |
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| JULY 2020 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 24-Jul-2020 | 20-21/ISS/CNS/ 7512/NK | NEW PLEDGE PROCESS | CNS | |
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| MARCH 2020 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 27-Mar-2020 | 19-20/ISS/CNS/ 7489/NK | Multiple Settlements scheduled on April 07, 2020. | CNS | |
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| FEBRUARY 2020 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 15-Feb-2020 | 19-20/ISS/CNS/ 7441/NK | Multiple Settlements scheduled on February 24, 2019. | CNS | |
| 07-Feb-2020 | 19-20/ISS/CNS/7432/NK | Change in name from ISE Securities & Services Limited to ISS Enterprise Ltd. | CNS | |
| 06-Feb-2020 | 19-20/ISS/CNS/7428/NK | Discontinuation of payout II. | CNS | |
| 05-Feb-2020 | 19-20/ISS/DP/ 7423/MM | Updation of your clients E-mail and Mobile Numbers in the DP Account | CNS | |
| 03-Feb-2020 | 19-20/ ISS/ Compliance/ 7288 /HK. | voice recording. | Helpdesk | |
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| JANUARY 2020 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 24-Jan-2020 | 19-20/ISS/CNS/ 7410/NK | Trading Session on account of Union Budget 2020-21 – Equity on February 01, 2020. | CNS | |
| 04-Jan-2020 | 19-20/ISS/CNS/7371/JK | Revised Circular with regard to Collection of margins in Cash Segment | Survelliance | |
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| DECEMBER 2019 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 11-Dec-2019 | 19-20/ISS/CNS/ 7327/NK | Change in Internal auction/Close-out policy in case of shortage of delivery | CNS | |
| 05-Dec-2019 | 2019-20/ISS/CRD/MM/7316 | CKYC APPLICATION & CVL KRA OF ACTIVE TRADING ACCOUNT | CRD | |
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| NOVEMBER 2019 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 29-Nov-2019 | 19-20/ISS/SURV/7308/IPO | UJJIVAN SMALL FINANCE BANK LIMITED IPO | Survelliance | |
| 13-Nov-2019 | 19-20/ISS/Compliance/7289/HK | Running account with Rs.10,000/- authorization | CRD | |
| 12-Nov-2019 | 19-20/ISS/Compliance/ 7288/HK | Pre-order confirmation proofs | Compliance | |
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| OCTOBER 2019 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 22-Oct-2019 | 19-20/ISS/CNS/ 7270/NK | Extended LIVE TRADING session on Friday, October 25, 2019 | CNS | |
| 17-Oct-2019 | 19-20/ISS/CNS/ 7260/NK | Muhurat Trading session on account of Diwali for Cash, F&O and CD on October 27, 2019 (Sunday). | CNS | |
| 16-Oct-2019 | 19-20/ISS/COMP/7257/KS | Update payment mode NEFT/RTGS | Accounts | |
| 11-Oct-2019 | 19-20/ISS/CNS/7253/KS | Trading Holiday on October 21, 2019 on account of Assembly Elections in maharashtra. | CNS | |
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| SEPTEMBER 2019 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Sep-2019 | 2019SEP30 | INDIAN RAILWAY CATERING AND TOURISM CORPORATION LIMITED IPO | Survelliance | |
| 27-Sep-2019 | 19-20/ISS/SURV/7235/IPO | INDIAN RAILWAY CATERING AND TOURISM CORPORATION LIMITED IPO | Survelliance | |
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| AUGUST 2019 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 19-Aug-2019 | 19-20/ISS/CNS/7199/KA | Handling of Client’s Securities. | CNS | |
| 16-Aug-2019 | 19-20/ISS/CNS/7198/KA | Incentives for Introducing Authorised Persons (AP ) to ISS Enterprise Ltd. | CRD | |
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| FEBRUARY 2019 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 18-Feb-2019 | SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/31 | SEBI Circular on Advisory Committee at Market Infrastructure Institutions (MIIs) | CNS | |
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| JANUARY 2019 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 28-Jan-2019 | 2018-19/ISS/CRD/MM/7024 | Conversion of Sub-Brokers to Authorized Perso | CRD | |
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| JULY 2018 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 19-Jul-2018 | Cir/Surveillance/6806/ | 46 scrips in Derivatives Segment which are liable to be settled physically from July Expiry to be squared-off by Expiry | Survelliance | |
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| MAY 2018 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 16-May-2018 | Surveillance 6722 | SURVEILLANCE CIRCULAR | Survelliance | |
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| MARCH 2018 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Mar-2018 | Ref: Cir/Accounts/ ISS/17-18/ | iss accounts circular | Accounts | |
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| FEBRUARY 2018 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 12-Feb-2018 | 17-18/ISS/075/6530/KS | Multiple Settlements scheduled on February 21, 2018. | CNS | |
| 07-Feb-2018 | surveillance/ISS/Cir 6506 | Exposure Margin of Security under MWPL | Survelliance | |
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| JANUARY 2018 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 18-Jan-2018 | 2017-18/ISS/CRD/MM/6465 | Updating of Aadhaar Card numbers with ISS | CRD | |
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| DECEMBER 2017 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 13-Dec-2017 | TradingHoliday | Trading Holiday List for the calendar year 2018 | CNS | |
| 06-Dec-2017 | 17-18/ISS/Surveillance/72 /6385 /December 6, 2017 | Evidence of Client placing Orders to Execute Trades | Survelliance | |
| 05-Dec-2017 | 17-18/ISS/Surveillance/71/6382/MM | Caution towards Unsolicited Messages. | Survelliance | |
| 01-Dec-2017 | Ref: 17-18/ISS/CNS/70/6370/KS | CONTRACT NOTES SHOULD BE SIGNED BY AUTHORISED ISS OFFICIALS ONLY | CNS | |
|
| AUGUST 2017 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 18-Aug-2017 | Cir/Accounts/ISS/17-18/066/6152/SS | 2017AUG18 Goods and Services Tax(GST) Registration Number by ISS Sub-brokers | Accounts | |
| 07-Aug-2017 | Cir/Accounts/ ISS/17-18/64/6139/SS | Branch level Negative Penalties & Client level Negative penalties | Accounts | |
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| JUNE 2017 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 21-Jun-2017 | Ref:ISS/17-18/6060/SS | Goods and Services Tax(GST) Registration Number | Accounts | |
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| MAY 2017 |
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|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 24-May-2017 | Cir/Accounts/6023 | Enhanced Supervision | Accounts | |
| 24-May-2017 | 6029 | now charges | Survelliance | |
| 16-May-2017 | Ref: 2017-18/ISS/CRD/MM/6018 | submission of Foreign Account Tax Compliance Act (FATCA) Declaration. | CRD | |
| 02-May-2017 | Ref.: 17-18/ISS/DP/5088/BR | Ref.: 17-18/ISS/DP/5088/BR | Market Operation | |
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| MARCH 2017 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 24-Mar-2017 | 16-17/ISS/059/5900/KS | Multiple Settlements scheduled on March 30, 2017. | CNS | |
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| FEBRUARY 2017 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 16-Feb-2017 | Ref.: 16-17/ISS/058/5809/KS | Multiple settlements have been scheduled on February 23, 2017. | CNS | |
| 14-Feb-2017 | Ref.: 16-17/ISS/5806/MM | DO’s and DON’Ts prescribed by NSE & BSE | Compliance | |
| 09-Feb-2017 | Tender-Offers Buy Back | Tender-Offers under Takeover, Buy Back and Delisting | CNS | |
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| DECEMBER 2016 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 14-Dec-2016 | NSE/CMTR/33746 | Trading holidays for the calendar year 2017 | CNS | |
| 10-Dec-2016 | 16-17/ISS/056/5714/KS | Multiple Settlements scheduled on December 14, 2016. | CNS | |
|
| OCTOBER 2016 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 19-Oct-2016 | 16-17/ISS/054/5602/KS | Extended LIVE TRADING session on Friday, October 28, 2016 | CNS | |
|
| AUGUST 2016 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 22-Aug-2016 | 2016-17/ISS/CRD/MM/5431 | Operationalisation of Central KYC Records Registry (C-KYCR) | CRD | |
| 16-Aug-2016 | 16-17/ISS/053/5413/KS | Multiple Settlements scheduled on August 19, 2016. | CNS | |
|
| JULY 2016 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 20-Jul-2016 | 2016-17/ISS/CRD/MM/5351 | Simplification of Account opening kit. | CRD | |
| 19-Jul-2016 | 16-17/ISS/ 052/5348/KS | Archival of ISS Back Office Software Data. | CNS | |
| 01-Jul-2016 | 2016-17/ISS/CRD/MM/5320 | Updation of E mail id and mobile numbers of clients | CRD | |
|
| MAY 2016 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 04-May-2016 | Ref.: 16-17/ISS/051/5214/KS | Extended LIVE TRADING session on Monday, May 09, 2016 in Capital Market Segment | CNS | |
|
| APRIL 2016 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 22-Apr-2016 | Ref.: 15-16/ISS/ 050/5196/KS | Release of Securities pledged from old DP Demat Account with BOI and to initiate pledge with New DP account of ICCL in BSE Segment | CNS | |
| 06-Apr-2016 | Ref.: 15-16/ISS/ 049/5158/KS | Revision in Transaction charges of BSE Equity Segment for ‘XC’, ‘XD’, ‘XT’ and ‘Z’ | CNS | |
| 01-Apr-2016 | 15-16/ISS/048/5154/KS | Multiple Settlements scheduled on April 12, 2016. | CNS | |
|
| MARCH 2016 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 31-Mar-2016 | 15-16/ISS/047/5151/KS | Multiple Settlements scheduled on April 05, 2016. | CNS | |
|
| FEBRUARY 2016 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 15-Feb-2016 | 15-16/ISS/045/5059/KS | Multiple Settlements scheduled on February 23, 2016 | CNS | |
|
| DECEMBER 2015 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Dec-2015 | NSE/INVG/31456 | Caution towards unsolicited emails and SMS | Helpdesk | |
| 30-Dec-2015 | 20151229-17 | Caution towards unsolicited emails and SMS | Helpdesk | |
| 21-Dec-2015 | 15-16/ISS/044/4962/KS | Multiple Settlements scheduled on December 29, 2015. | CNS | |
|
| NOVEMBER 2015 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 03-Nov-2015 | 15-16/ISS/042/4882/KS | Extended LIVE TRADING session on Monday, November 09, 2015 | CNS | |
| 03-Nov-2015 | 15-16/ISS/043/4883/KS | "Muhurat Trading session on account of Diwali on November 11, 2015 (Wednesday) " | CNS | |
|
| OCTOBER 2015 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 08-Oct-2015 | 15-16/ISS/041/4791/MM | COFFEE DAY ENTERPRISES LIMITED Public Issue of equity shares | CNS | |
|
| AUGUST 2015 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 17-Aug-2015 | 15-16/ISS/040/4659/KS | Multiple Settlements scheduled on August 20, 2015. – Parsi New Year | CNS | |
|
| JUNE 2015 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 04-Jun-2015 | 15-16/ISS/CIR/039/4528/KMS | Admission of New Authorized Persons in ISS | CRD | |
|
| MARCH 2015 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 31-Mar-2015 | Ref.: 14-15/ISS/CIR/038/4383/KS | 2015MAR31 Multiple Settlements scheduled on April 07, 2015 | CNS | |
| 29-Mar-2015 | 15-16/ISS/53159/KS | Payout logic in SPARC-IM & Debit up-to Rs1000/- for payout of securities. | CNS | |
|
| FEBRUARY 2015 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 24-Feb-2015 | 14-15/ISS/039/4313/KS | Multiple Settlements scheduled on March 03, 2015. – Union Budget | CNS | |
| 16-Feb-2015 | 14-15/ISS/038/4294/KS | Multiple Settlements scheduled on February 23, 2015 | CNS | |
|
| DECEMBER 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 10-Dec-2014 | Ref.: 13-14/ISS/CIR/037/4133/KMS | SEBI’s approval for the Exit as a Stock Exchange | CNS | |
|
| OCTOBER 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 17-Oct-2014 | 2014CIR0354008 | Extended LIVE TRADING session on Tuesday, October 21, 2014 | CNS | |
| 13-Oct-2014 | 14-15/ISS/CNS/034/3994/KS | Trading holiday on Wednesday, October 15, 2014 on account of Assembly Elections in Maharashtra. | CNS | |
| 10-Oct-2014 | 14-15/ISS/CNS/033/3987/KS | Muhurat Trading session on account of Diwali on October 23, 2014 (Thursday) | CNS | |
|
| AUGUST 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 12-Aug-2014 | 14-15/ISS/CNS/032/3758/KS | Multiple Settlements scheduled on Aug 20, 2014 | CNS | |
|
| JULY 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 28-Jul-2014 | 14-15/ISS/CNS/031/3698/KS | Implementation of CommoImplementation of Common Contract Note witheffect from August 01, 2014.n Contract Note with effect from August 01,2014. | CNS | |
|
| JUNE 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 23-Jun-2014 | 14-15/ISS/CNS/030/3586/KS | Multiple Settlements scheduled on July 03, 2014 | CNS | |
|
| MAY 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 20-May-2014 | 14-15/ISS/CNS/029/3466/KS | Change in the format of Power of Attorney (POA) with effect from 1st June 2014 | CNS | |
| 12-May-2014 | 14-15/ISS/CNS/028/3449/KS | Multiple Settlements scheduled on May 16, 2014 | CNS | |
| 02-May-2014 | 14-15/ISS/CNS/027/3433/KS | Extended LIVE trading session on Friday, May 02, 2014 in capital market. | CNS | |
|
| APRIL 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 15-Apr-2014 | 14-15/ISS/CNS/026/3408/KS | Margins for USD-INR contracts | CNS | |
| 04-Apr-2014 | 13-14/ISS/CNS/025/3393/KS | Trading holiday on April 24, 2014 on account of Parliamentary Elections. | CNS | |
| 01-Apr-2014 | 13-14/ISS/COM/024/3388/MM | Circular issued by SEBI regarding Anti-Money Laundering Countering | Compliance | |
|
| MARCH 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 28-Mar-2014 | 13-14/ISS/CNS/023/3372/KS | Multiple Settlements scheduled on April 03, 2014 (Thursday) and April 04, 2014 (Friday) | CNS | |
| 26-Mar-2014 | 13-14/ISS/IT/022/3367/SS | Revised structure for ODIN charges with effect from 1st April 2014. | IT | |
|
| JANUARY 2014 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 29-Jan-2014 | 13-14/ISS/CIR/019/3198/JP | Shifting of ISS- DP-Operations from Registered Office Vashi, Navi Mumbai to Corporate Office, C B D Belapur. | CNS | |
|
| OCTOBER 2013 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 21-Oct-2013 | 13-14/ISS/CIR/014/2913/KS | Muhurat Trading session on account of Diwali on November 03, 2013 (Sunday) | CNS | |
| 01-Oct-2013 | 13-14/ISS/CIR/013/2896/KS | Incentive for Trading in Options Segment | CNS | |
|
| SEPTEMBER 2013 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 20-Sep-2013 | 13-14/ISS/CIR/012/2840/KS | New Power of Attorney (POA) Format of ISS | CNS | |
| 18-Sep-2013 | 13-14/ISS/CIR/010/2836/KS | Change in CM Pool account of NSDL | CNS | |
| 05-Sep-2013 | 13-14/ISS/CIR/011/2813/KS | DP Operations at ISS. | CNS | |
|
| MAY 2013 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-May-2013 | 13-14/ISS/CIR/006/2568/KS | SEBI Guidelines on Offer For Sale (OFS) | CNS | |
| 08-May-2013 | 13-14/ISS/CIR/005/2511/KS | Extended LIVE TRADING session on Monday, May 13, 2013 in Capital Market Segment | CNS | |
| 02-May-2013 | 13-14/ISS/CIR/004/2498/KS | Special LIVE trading session in the NSE BSE, NSEFO on Saturday, May 11, 2013. | CNS | |
|
| APRIL 2013 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Apr-2013 | 13-14/ISS/CIR/003/2496/KS | Special LIVE trading session in the Cash segment on Saturday, May 11, 2013. | CNS | |
| 22-Apr-2013 | 13-14/ISS/CIR/002/2481/KMS | List of Prospective Buyers | CNS | |
| 08-Apr-2013 | 13-14/ISS/CIR/001/2452/KS | Multiple Settlements scheduled on April 15 2013 due to Settlement holiday on April 11 2013 on account of Gudi Padwa | CNS | |
|
| MARCH 2013 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 21-Mar-2013 | 12-13/ISS/2414/KS | Multiple Settlements scheduled on April 03 2013 | CNS | |
|
| FEBRUARY 2013 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 13-Feb-2013 | 12-13/ISS/2293/KS | Multiple Settlements scheduled on February 21, 2013 due to Settlement holiday on February 19, 2013 on account of Chhatrapati Shivaji Maharaj Jayanti. | CNS | |
|
| JANUARY 2013 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 21-Jan-2013 | Ref.: 12-13/ISS/2146/KS | CIRCULARS ON MULTIPLE SETTLEMENTS SCHEDULEON ON JAN 29, 2013 | CNS | |
|
| DECEMBER 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 31-Dec-2012 | Ref.: 11-12/ISS/ 1207 /KS | CIRCULARS ON SMS AND EMAIL TO CLIENTS FROM EXCHANGE | CNS | |
| 26-Dec-2012 | Ref: 12-13/ISS/2062 /KS | Public Issue of Tax free secured NCD of India Infrastructure Finance | CNS | |
| 13-Dec-2012 | Ref: 12-13/ISS/ /KS | PUBLIC ISSUE OF POWER FINANCE CORPOARTION (PFC) TAX FREE SECURED NCD | CNS | |
| 13-Dec-2012 | Ref.: 11-12/ISS/ 1207 /KS | Incentive for Trading in Options Segment | CNS | |
|
| OCTOBER 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 18-Oct-2012 | 12-13/ISS/1898/KS | Multiple Settlements scheduled on October 30, 2012 | CNS | |
| 12-Oct-2012 | 12-13/ISS/1884/KS | Taking up membership of MCX Stock Exchange Limited (MCX-SX) | CNS | |
|
| SEPTEMBER 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 25-Sep-2012 | 12-13/ISS/1781/KS | Incentive for Intraday Day Trading Volume in Equity Segment | CNS | |
|
| AUGUST 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 23-Aug-2012 | 12-13/ISS/1665/KS | Permissible Limits for Securities provided as collaterals | CNS | |
|
| JUNE 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 25-Jun-2012 | 12-13/ISS/1515/KS | CM Multiple Settlements scheduled on July 04 2012 due to Annual closing of RBI | CNS | |
| 21-Jun-2012 | 12-13/ISS/Surveillance/CM/1498 | Selling of Securities on T plus 7 days | Survelliance | |
| 04-Jun-2012 | 12-13/ISS/Accounts/CM | One more client Central Account for payin | Accounts | |
|
| MAY 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 11-May-2012 | 12-13/ISS/Accounts/CM | One more client Central Account for payin | Accounts | |
|
| APRIL 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Apr-2012 | 2012CNS8 | Fundamental Research recommendation Free login on Telefolio Services | CNS | |
| 27-Apr-2012 | 12-13/ISS/Tech/TT | Updation of clients patch exe and Mini Admin Patches for HO users | IT | |
| 26-Apr-2012 | 12-13/ISS/ 1446 /MM | Existing Clients KYC details in the KYC registration Agency (KRA) system by the Intermediaries. | CRD | |
| 20-Apr-2012 | 12-13/ISS/CNS-6/KS | Extended LIVE TRADING session on Tuesday April 24 2012 in Capital Market Segment | CNS | |
| 19-Apr-2012 | 12-13/ISS/CNS-5/KS | Special LIVE Trading Session on Saturday, April 28, 2012 | CNS | |
|
| MARCH 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 29-Mar-2012 | 11-12/ISS/1443/KS | CM–Multiple Settlements scheduled on April 04, 2012 | CNS | |
| 29-Mar-2012 | 11-12/ISS/1409/KS | CM–Multiple Settlements scheduled on April 04, 2012 | CNS | |
| 20-Mar-2012 | 11-12/ISS/1409/KS | CM–Multiple Settlements scheduled on March 27, 2012 | CNS | |
|
| FEBRUARY 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 22-Feb-2012 | 11-12/ISS/1326/KS | Special LIVE Trading Session on Saturday, March 03 2012 | CNS | |
| 17-Feb-2012 | 11-12/ISS/1315/KS | Special LIVE Trading Session on Saturday, March 03 2012 - Cash Market | Survelliance | |
| 15-Feb-2012 | 11-12/ISS/1307/KS | Change in settlement schedule on account of General Elections of Brihan Mumbai Mahanagar Palika on February 16, 2012 | CNS | |
|
| JANUARY 2012 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 13-Jan-2012 | 11-12/ISS/1207 /KS | Incentive for Trading in Options Segment | CNS | |
| 04-Jan-2012 | 11-12/ISS/1170/KS | Special Session For Live Trading On Saturday, January 07, 2012 | CNS | |
|
| DECEMBER 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 14-Dec-2011 | 11-12/ISS/Tech/014/1070 | Launch of Internet Based Trading (IBT) | IT | |
| 12-Dec-2011 | 11-12/ISS/1069/KS | Trading Holidays For The Calendar Year 2012 | CNS | |
| 11-Dec-2011 | 11-12/ISS/1196/MM | SEBI KYC Registration Agency (KRA) Regulations, 2011 and for In-Person Verification (IPV) | CRD | |
| 09-Dec-2011 | 11-12/ISS/1066/MM | Unauthenticated News Circulated | Compliance | |
|
| OCTOBER 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 24-Oct-2011 | 11-12/ISS/924/KS | Extended Live Trading Session On Monday October 24, 2011 In Nse. | CNS | |
| 24-Oct-2011 | 11-12/ISS/925/KS | Multiple Settlements Scheduled On October 31, 2011 | CNS | |
| 21-Oct-2011 | 11-12/ISS/920/KS | Muhurat Trading Session On Account Of Diwali For Nse Cash And F&O | CNS | |
|
| SEPTEMBER 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 23-Sep-2011 | 11-12/ISS/779/KS | Timings Of Pay-In /Pay-Out For Multiple Settlements Scheduled On October 04, 2011 | CNS | |
| 13-Sep-2011 | 11-12/ISS/742/KS | Issuance Of Contract Note To Clients Are Optional For Sub-Brokers | CNS | |
| 06-Sep-2011 | 11-12/ISS/723/MM | Simplification and Rationalization of Trading Account | CRD | |
| 01-Sep-2011 | surv/11-12/56 | Short collection Non collection of client margin derivative segments | Survelliance | |
|
| AUGUST 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 26-Aug-2011 | 11-12/ISS/701/MM | Simplification and Rationalization of Trading Account | CRD | |
| 23-Aug-2011 | 11-12/ISS/672/KS | Short-Collection/Non-Collection Of Client Margins (Fno & Cd Segments) | CNS | |
| 18-Aug-2011 | 11-12/ISS/642/KS | Timings Of Pay-In /Pay-Out For Multiple Settlements Scheduled On August 23, 2011 | CNS | |
| 16-Aug-2011 | 11-12/ISS/646/KS | Nse Circular On Levy Of Various Charges /Fee In The Currency Derivatives Segment | CNS | |
| 04-Aug-2011 | 11-12/ISS/605/KS | Sebi_Sms And E-Mail Alerts To Investors By Stock Exchanges | CNS | |
| 01-Aug-2011 | 11-12/ISS/560/KS | Nse Circular Dated August 01,2011 Modification Of Client Codes | CNS | |
|
| JULY 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 12-Jul-2011 | 11-12/ISS/472/CM | Funds Payout Cheque Of Citi Bank With Client Name And Bank Details | Accounts | |
| 06-Jul-2011 | 11-12/ISS/443/KS | Modification Of Client Codes Of Non-Institutional Trades Executed On Stock Exchanges (All Segments | CNS | |
|
| JUNE 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 24-Jun-2011 | 11-12/ISS/366/KS | Timings Of Payin/ Pay-Out For Multiple Settlements Scheduled On July 05, 2011. | CNS | |
| 24-Jun-2011 | 11-12/ISS/370/KS | Logic Of Fifo Method For Pay-Out Of Securities | CNS | |
|
| MAY 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 26-May-2011 | 11-12/ISS/244/KS | Pledge & Un-Pledge Of Securities In Isparc For Exposure / Margin | CNS | |
| 16-May-2011 | 11-12/ISS/184/KS | Multiple Settlements scheduled on May 19, 2011. | CNS | |
| 05-May-2011 | 11-12/ISS/138/KS | Extended Live Trading Session On Friday, May 06, 2011 In Capital Market Segment | CNS | |
| 05-May-2011 | 11-12/ISS/139/KS | Review Of Annual Issuers’ Charges. | CNS | |
|
| APRIL 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 29-Apr-2011 | 11-12/ISS/121/MM | Dp Charges | Helpdesk | |
| 28-Apr-2011 | 11-12/ISS/69/CM | Pay Out Request Time | Accounts | |
| 13-Apr-2011 | 11-12/ISS/66/MM | 1.Commencement Of Currency Derivatives In Nse Segment;2. Trading On Liquid Bees With Zero Brokerage; | Compliance | |
|
| MARCH 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 23-Mar-2011 | 10-11/ISS/CUSTODY/5328/KS | Multiple Settlements scheduled on April 06, 2011 and April 07, 2011 | CNS | |
| 03-Mar-2011 | 10-11/ISS/ 5214 /KS | Compliance Requirements for Registered Intermediaries | CNS | |
|
| FEBRUARY 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 21-Feb-2011 | 10-11/ISS/5145/KS | Modifications to client code post trade execution | CNS | |
| 19-Feb-2011 | 10-11/ISS/5152/KS | Sun Outage | CNS | |
| 18-Feb-2011 | 10-11/ISS/ 5128 /MM | Commencement of Currency Derivatives is postponed to second week of March 2011 | Compliance | |
| 14-Feb-2011 | 10-11/ISS/CUSTODY/5097 /KS | Timings of pay-in /pay-out for multiple settlements scheduled on February 18, 2011 | CNS | |
| 11-Feb-2011 | 10-11/ISS/ 5084 /MM | Commencement of Currency Derivatives in NSE Segment | Compliance | |
| 04-Feb-2011 | 10-11/ISS/ 5048 /KS | Change in Auction Market Timing of NSE , BSE & change in CDSL Payin timings. | CNS | |
|
| JANUARY 2011 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 25-Jan-2011 | 10-11/ISS/ 5003 /KS | Introduction of MarginBen Account at ISS. | CNS | |
| 04-Jan-2011 | 10 -11/ISS/ 4899 /KS | Trading holidays for the calendar year 2011 | CNS | |
|
| DECEMBER 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 31-Dec-2010 | 10-11/ISS/ 4874/KS | Trade Alerts, Pay-in & Payout shortages and Margin detail to Members /Clients. | CNS | |
| 31-Dec-2010 | 10-11/ISS/ 4875/KS | Two Pool Payout of securities to Members / Clients | CNS | |
| 31-Dec-2010 | 10-11/ISS/CUSTODY/4873/KS | Activity schedule for Auction Session | CNS | |
| 30-Dec-2010 | ISS/Tech/008/ 4870 | Existing DCAST broadcast to FCAST streams | IT | |
| 22-Dec-2010 | 10-11/ISS/CUSTODY/ 4816/KMS | Launch of ISS new website www.isesec.com | CNS | |
| 20-Dec-2010 | 10-11/ISS/CUSTODY/4789/MM | Client login in facility in iSPARC under Customer Care | Helpdesk | |
| 13-Dec-2010 | 10-11/ISS/CUSTODY/KS | NO INTER-DEPOSITORY TRANSFER ON FRIDAY, DECEMBER 17, 2010. | CNS | |
| 06-Dec-2010 | 10-11/ISS/CUSTODY/4686/KS | Internal Auction Policy of ISS with effect from December 07, 2010. | CNS | |
|
| NOVEMBER 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 23-Nov-2010 | 10 -11/ISS/ 4627/CMC | Pay in of funds | Accounts | |
| 15-Nov-2010 | 10 -11/ISS/ 4581/KMS | Implementation of New ISS Back Office Software(iSPARC) with effect from November 19th 2010. (Friday) | CNS | |
| 08-Nov-2010 | 10-11/ISS/ 4524 /KS | Commencement of IPO for Participation in Public Issues | CNS | |
| 03-Nov-2010 | 10-11/ISS/CUSTODY/ 4499 /KS | Muhurat Trading session on account of Diwali scheduled on November05, 2010 | CNS | |
| 03-Nov-2010 | 10-11/ISS/4497/KS | WRONG CODES PUNCHED-IN BY DIRECT BOLT AND NEAT USERS. | CNS | |
|
| OCTOBER 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 29-Oct-2010 | 10-11/ISS/CUSTODY/4246 /KS | Timings of pay-in /pay-out for multiple settlements scheduled on November 09, 2010 | CNS | |
| 06-Oct-2010 | 2010-11/ISS/ 4292 /CM | The cheque entry field in Pay In widow to be written correctly | Accounts | |
|
| SEPTEMBER 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 27-Sep-2010 | 2010-11/ISS/ 4247 /CM | Prevention of Third Party Funding | Accounts | |
| 17-Sep-2010 | 10 -11/ISS/4199/KS | Mock Testing of ISS new Back Office Softer - iSPARC with effect fromSeptember 17, 2010 parallel live for 10 Settlements. | CNS | |
|
| AUGUST 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 23-Aug-2010 | 09-10/ISS/CUSTODY/ /KS | Timings of pay-in /pay-out for multiple settlements scheduled on August 23,2010 | CNS | |
| 17-Aug-2010 | 10-11/ISS/CUSTODY/ 4013 /KS | Cut off time is 4.00 p.m. for Client code modification in CM segment w.e.f. 17.08.2010 | CNS | |
| 06-Aug-2010 | 2010-11/ISS/3933/KS | ISE Back Office System (I-BOS) Access Timings | CNS | |
|
| JULY 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 20-Jul-2010 | 2010-11/ISS/MT/3819 | Addendum to the Power of Attorney (PoA) issued by the Client in favour of ISE Securities & Services Ltd. | Compliance | |
|
| JUNE 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 28-Jun-2010 | 09-10/ISS/CUSTODY/ 3625 /KS | Timings of pay-in /pay-out for multiple settlements scheduled on July 05, 2010 | CNS | |
| 26-Jun-2010 | 2010-11/ISS/MT/3523 | Implementation of SEBI circular MIRSD/SE/CIR-19/2009 dated December 3, 2009 on Client Registration Document | Compliance | |
|
| MAY 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 27-May-2010 | 2010-11/ISS/MT/3447 | Execution of Power of Attorney (PoA) by the Client in favour of ISE Securities & Services Ltd. in terms of SEBI Circular CIR/MRD/DMS/13/2010 dated April 23, 20 10 | Compliance | |
| 24-May-2010 | 10-11/ISS/CUSTODY/3420/KS | Timings of Pay-in /Pay-out for multiple settlements scheduled on May 31, 2010 | CNS | |
|
| APRIL 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 26-Apr-2010 | 10-11/ISS/MT/3264 | Deposit of third party cheques | Compliance | |
| 24-Apr-2010 | 10-11/ISS/ 3249 /SR | Postponement of live implementation of New Back Office Software ISS SPARC-IM | CNS | |
| 19-Apr-2010 | 10-11/ISS/3221/MM | Implementation ISS_SPARC-IM with effect from April 22, 2010. | Helpdesk | |
| 08-Apr-2010 | 10-11/ISS/3159/KS | Payout logic in SPARC-IM & Debit up-to Rs.500/- for payout of securities | CNS | |
|
| FEBRUARY 2010 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 16-Feb-2010 | 09-10/ISS/MT/2740 | Revised rate of brokerage on Premium for Options Contract | Compliance | |
|
| SEPTEMBER 2009 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 12-Sep-2009 | 09-10/ISS/1375/KS | Feedback on proposed collection of ISE DP charges Selection option methodology | CNS | |
| 10-Sep-2009 | 09-10/ISS/1360/CMC | Change in service tax Rules | accounts | |
| 09-Sep-2009 | 09-10/ISS/1353/KS | Refund of penalty changed on client code modification. | CNS | |
|
| AUGUST 2009 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 14-Aug-2009 | 09-10/ISS/1135/KS | Reduction in BSE pledge and unpledged processing timings from 48 hours to 24 hours. | CNS | |
|
| JULY 2009 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 27-Jul-2009 | 09-10/ISS/983/KS | Abolition of no-delivery period for all types of corporate actions | CNS | |
| 11-Jul-2009 | 09-10/ISS/843/MT | Circular regarding Chief Executive Officer | compliance | |
|
| JUNE 2009 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 22-Jun-2009 | 09-10/ISS/697/KS | Client code Modification / Request for change of code in the back office. | CNS | |
| 13-Jun-2009 | 08-09/ISS/615/KS | Collateral deposited by clients with ISS. | CNS | |
|
| MAY 2009 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 28-May-2009 | 09-10/ISS/443/KS | Early pay-in / Normal Pay-in of Securities of Non-POA and POA Clients | CNS | |
| 05-May-2009 | 09-10/ISS/217/KS | Feedback on Risk Management System (RMS) payout of Securities followed by ISS | CNS | |
|
| APRIL 2009 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 29-Apr-2009 | 09-10/ISS/208/MT | Circular on joining of Mr. Rohit Kumar Mangla as Chief Executive Officer | compliance | |
| 17-Apr-2009 | 09-10/ISS/92/KS | Enhancement of iseindia.com e-mail system and put into effective use. | CNS | |
| 09-Apr-2009 | 08-09/ISS/38/KS | Auction Close out Policy of ISS | CNS | |
|
| MARCH 2009 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Mar-2009 | 08-09/ISS/ /KS | Migration to ODIN Version 9.1.0.5 | IT | |
| 30-Mar-2009 | 08-09/ISS/3061/KS | Checklist for Specific Power of Attorney (PoA) | CNS | |
| 30-Mar-2009 | 08-09/ISS/3062/KS | Reduction in Auction Settlement Cycle from T+5 to T+4 | CNS | |
| 24-Mar-2009 | 08-09/ISS/3012/KS | Client code Modification / Request for change of code in the back office. | CNS | |
| 24-Mar-2009 | 08-09/ISS/3012/KS | Client code Modification / Request for change of code in the back office. | CNS | |
| 17-Mar-2009 | 08-09/ISS/2984/JS | Grievance handling Mechanism of complaints received from clients / sub-brokers against ISS / ISE. | CNS | |
| 17-Mar-2009 | 08-09/ISS/2978/KS | Selling of Securities under pledge / collaterals by the Members | CNS | |
| 13-Mar-2009 | 08-09/ISS/2844/KS | Introduction of VAR Margin System on collaterals with effect from March 16, 2009 in NSE, BSE and FNO Segments. | CNS | |
|
| FEBRUARY 2009 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 20-Feb-2009 | 08-09/ISS/2714/JS | Rescheduling of Trading & Settlement Activities | CNS | |
| 20-Feb-2009 | 08-09/ISS/2715/JS | Change in NSE F&O settlement schedule on February 24, 2009 | CNS | |
|
| SEPTEMBER 2008 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 26-Sep-2008 | 07-08/ISS/1745/KS | Timings of pay-in /pay-out for settlements scheduled on October 03, 2008. | CNS | |
| 12-Sep-2008 | 08-09/ISS/1601/KS | Change in market timings due to Sun Outage – NSE Capital Market Segment | CNS | |
| 12-Sep-2008 | 08-09/ISS/1602/KS | Re-scheduling of market timings due to Sun Outage | CNS | |
|
| AUGUST 2008 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 01-Aug-2008 | 08-09/ISS/1284/JS | Circular on introduction and details of CMS facilities | ACCOUNTS | |
|
| JULY 2008 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 29-Jul-2008 | 08-09/ISS/1244/JS | Circular on charges on delayed pay-in deferred to 01/09/2008 | CNS | |
| 28-Jul-2008 | 08-09/ISS/1220/JS | Circular on charges on delayed pay-in | CNS | |
|
| JUNE 2008 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 25-Jun-2008 | 08-09/ISS/921/JS | Timings of pay-in /pay-out for BSE settlements scheduled on July 03, 2008 | CNS | |
| 18-Jun-2008 | 08-09/ISS/844/JS | Timings of pay-in /pay-out for settlements scheduled on July 03, 2008 | CNS | |
| 17-Jun-2008 | 08-09/ISS/800/JS | Circular to smoothen the funds pay-in & payout process | ACCOUNTS | |
| 17-Jun-2008 | 08-09/ISS/802/KS | POA Account Activation for only ONE BO ID. | CNS | |
| 17-Jun-2008 | 08-09/ISS/803/KS | Submission of Change in Designated Directors and shareholding pattern to be informed to ISS. | CNS | |
| 10-Jun-2008 | 08-09/ISS/712/JS | Service Tax on Stock Exchange Services | CNS | |
| 05-Jun-2008 | 07-08/ISS/681/MT | Annual Compliance Report for financial year 2007 – 2008 from the Registered Intermediaries | COMPLIANCE | |
|
| MAY 2008 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 22-May-2008 | 08-09/ISS/512/JS | Changes in relation to Securities Transaction Tax (STT) | CNS | |
| 21-May-2008 | 08-09/ISS/499/KS | Penalty for violation of client limit in F & O segment | CNS | |
| 21-May-2008 | 08-09/ISS/498/KS | Observations during Inspection of Sub-brokers for the period 2005 to 2007. | CNS | |
| 08-May-2008 | 08-09/ISS/377/JS | Levying of penalty for the dishonoured / bounced cheques and for stop payment of pay-in cheques | ACCOUNTS | |
| 06-May-2008 | 07-08/ISS/363/JS | Circular on joining of Mr.Vinay P. Vaidya as Chief Executive Officer | COMPLIANCE | |
| 02-May-2008 | 08-09/ISS/328/KS | Reduction of DP transaction charges for inter-settlement transfer of securities from ISE Trustee Account to ISS Pool Account from Rs.15/- to Rs.13/- per instruction w. e. f. May 6, 2008 | CNS | |
|
| APRIL 2008 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 07-Apr-2008 | 08-09/ISS/MT/81 | Submission of Annual Compliance Certificate to NSE latest by April 25, 2008 | COMPLIANCE | |
|
| MARCH 2008 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 28-Mar-2008 | 07-08/ISS/4469/JS | Timings of pay-in /pay-out for BSE settlements scheduled on April 03, 2008 | CNS | |
| 25-Mar-2008 | 07-08/ISS/4405/JS | Login of ODIN terminal | IT | |
| 19-Mar-2008 | 07-08/ISS/4358/JS | Timings of pay-in /pay-out of NSE for settlements scheduled on April 3, 2008 | CNS | |
| 18-Mar-2008 | 07-08/ISS/4352/JS | Procedures for migration to ODIN Version 9.10 | IT | |
| 17-Mar-2008 | 07-08/ISS/4331/JS | Rollout of ODIN Version 9.10 | IT | |
|
| NOVEMBER 2007 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Nov-2007 | 07-08/ISS/2837/JS | Schedule for December 2007 for selling client’s shares in case of debit balances in client’s accounts | CNS | |
| 05-Nov-2007 | 07-08/ISS/2545/KS | Consent to receive funds through IFS Code / MICR No. | ACCOUNTS | |
|
| OCTOBER 2007 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Oct-2007 | 07-08/ISS/2460/JS | Schedule for November 2007 for selling client’s shares in case of debit
balances in client’s accounts | CNS | |
| 29-Oct-2007 | 07-08/ISS/2449/JS | BSE Muhurat Trading session on Friday, November 9, 2007. | CNS | |
| 29-Oct-2007 | 07-08/ISS/2447/JS | NSE Muhurat Trading session in Capital Market on account of Diwali | CNS | |
| 29-Oct-2007 | 07-08/ISS/2448/JS | NSE Muhurat Trading session in F&O segment on account of Diwali | CNS | |
| 19-Oct-2007 | 07-08/ISS/2361/DS | Circular on sub-brokers Four Digit Debit in Ledger to be adjusted from their trading deposit | ACCOUNTS | |
| 18-Oct-2007 | 07-08/ISS/2362/JS | Amendments in Business Rules relating to Risk Management & Surveillance in the Equities and Futures & Options (F&O) Segment | Survelliance | |
| 09-Oct-2007 | 07-08/ISS/2221/KS | Waiver of Netbranch and Netprofit Annual Fees for registrations done upto December 31, 2007 | ACCOUNTS | |
| 08-Oct-2007 | 07-08/ISS/2184/JS | Circular on clients in debit without securities and insufficient securities to be adjusted with sub-brokers trading deposit | CNS | |
| 05-Oct-2007 | 07-08/ISS/2149/JS | Schedule for October 2007 for selling client’s shares in case of debit
balances in client’s accounts | CNS | |
|
| SEPTEMBER 2007 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 27-Sep-2007 | 07-08/ISS/2064/JS | Circular on auction inter-settlement process | CNS | |
| 13-Sep-2007 | 07-08/ISS/1929/JS | Circular on disablement of old contract notes link from Class back office software | CNS | |
| 07-Sep-2007 | 07-08/ISS/1855/JS | Re-scheduling of market timings of BSE due to Sun Outage - General | CNS | |
| 07-Sep-2007 | 07-08/ISS/1849/JS | Circular on clients in debit without securities and insufficient securities to be adjusted with sub-brokers trading deposit | CNS | |
| 06-Sep-2007 | 07-08/ISS/1828/JS | Change in market timings due to Sun Outage - F&O Segment | CNS | |
| 06-Sep-2007 | 07-08/ISS/1829/JS | Change in market timings due to Sun Outage - Capital Market Segment | CNS | |
| 06-Sep-2007 | 07-08/ISS/1854/KS | Inspection of Sub-brokers for the period 2005 to 2007. | COMPLIANCE | |
|
| AUGUST 2007 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 31-Aug-2007 | 07-08/ISS/1765/JS | Schedule for September 2007 for selling client’s shares in case of debit
balances in client’s accounts | CNS | |
| 22-Aug-2007 | 06-07/ISS/1693/PI | Reminder for submission of duplicate copy of contract note | CNS | |
| 16-Aug-2007 | 06-07/ISS/1575/JS | Timings of pay-in /pay-out for settlements scheduled on August 22, 2007 | CNS | |
| 08-Aug-2007 | 07-08/ISS/1513/JS | Share Tracking Statement and Party Ledger e-mail to clients through Jadoomail.co | CNS | |
| 06-Aug-2007 | 07-08/ISS/1489/JS | Schedule for August 2007 for selling client’s shares in case of debit balances in client’s accounts | CNS | |
|
| JULY 2007 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Jul-2007 | 07-08/ISS/1423/JS | Details of Service Tax to be shown separately in the monthly invoice of AP commission | CNS | |
| 24-Jul-2007 | 07-08/ISS/ /KS | Waiver of Netbranch and Netprofit Annual Fees for registrations done upto September 30, 2007 | Compliance | |
| 13-Jul-2007 | 07-08/ISS/1247/JS | Exposure limit in ‘Z’ Group scrip prescribed by Exchange. | CNS | |
| 11-Jul-2007 | 07-08/ISS/1215/GC | Inter-connected Stock Exchange of India Ltd. – Demutualisation | CNS | |
| 11-Jul-2007 | 07-08/ISS/1216/JS | Internal auction close-out policy for the trading done w.e.f. July 11, 2007 | CNS | |
| 04-Jul-2007 | 07-08/ISS/1101/JS | Timings of pay-in /pay-out for settlements scheduled on July 04, 2007 | CNS | |
|
| JUNE 2007 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Jun-2007 | 07-08/ISS/1081/GM | Client Mail Box through Jaadoomail.com | IT | |
| 30-Jun-2007 | 06-07/ISS/1100/JS | Timings of pay-in /pay-out for settlements scheduled on July 04, 2007 | CNS | |
| 30-Jun-2007 | 07-08/ISS/1081/GM | Client Mail Box through Jadoomail.com | IT | |
| 28-Jun-2007 | 07-08/ISS/1088/JS | Schedule for July 2007 for selling client’s shares in case of debit balances in client’s accounts | CNS | |
| 14-Jun-2007 | 07-08/ISS/895/JS | Compulsory Auto Payout of securities to the DP accounts of clients with effect from June 22, 2007 | CNS | |
| 14-Jun-2007 | 07-08/ISS/894/JS | Revised Internal auction close-out policy w.e.f. June 15, 2007 | CNS | |
|
| MAY 2007 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 25-May-2007 | 07-08/ISS/621/JS | BSE’s Certification on Securities Market (BCSM) for users of BOLT TWS / IMLTerminals | CNS | |
| 23-May-2007 | 07-08/ISS/597/JS | Instruction for enablement of Auto Payout facility for the client by the Subbroker | CNS | |
| 23-May-2007 | 07-08/ISS/598/JS | Procedure for selling of clients shares in case the debit balance is uncleared by T+7 | CNS | |
| 23-May-2007 | 07-08/ISS/588/JS | Schedule of June for selling client’s shares in case of debit balances | CNS | |
| 22-May-2007 | 07-08/ISS/579/JS | Reduction of DP transaction charges to Rs.15/- and abolition of collection centre commission w. e. f. June 1, 2007 | CNS | |
| 07-May-2007 | 07-08/ISS/1567/JS | Charges debits payable by the clients sub brokers in ISS | CNS | |
| 04-May-2007 | 07-08/ISS/420/KS | Waiver of F&O Admission & Technology Charges, Netbranch and
Netprofit Annual Fees for registrations done upto June 30, 2007 | CRD | |
| 03-May-2007 | 07-08/ISS/407/PI | Revision in the format of Annexure 2 & Annexure 3 referred in our earlier circular reference no. 07-08/ISS/382/VV dated April 27, 2007 regarding Written Procedure to be adopted for implementation of the Anti-Money Laundering Act, 2002 | COMPLIANCE | |
|
| APRIL 2007 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 30-Apr-2007 | 07-08/ISS/385/KS | Discrepancy found in Ap Commission (Remissor Commission in IBOS) | CRD | |
| 27-Apr-2007 | 07-08/ISS/382/VV | Written Procedure to be adopted for implementation of the
Anti-Money Laundering Act, 2002 | COMPLIANCE | |
| 27-Apr-2007 | 07-08/ISS/379/VV | Compliance Report on NSE Directives for the financial year 2006-07 to be received from all the sub-brokers latest by April 30, 2007 | COMPLIANCE | |
| 20-Apr-2007 | 07-08/ISS/247/JS | Schedule of May 2007 for selling client’s shares in case of debit balances | CNS | |
| 13-Apr-2007 | 07-08/ISS/178/JS | Circular on clients in debit without securities and insufficient securities to be adjusted with sub-brokers trading deposit | ACCOUNTS | |
| 02-Apr-2007 | 07-08/ISS/16/JS | Schedule of April 2007 for selling client’s shares in case of debit balances | CNS | |
|
| JULY 2006 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 06-Jul-2006 | 06-07/ISS/36778/GC | Deposits confirmation as on March 31, 2006 | CNS | |
| 03-Jul-2006 | 06-07/ISS/36641/GC | Intimation regarding applicability of DP charges and bank details | CNS | |
|
| JUNE 2006 |
|
|
| Circular Date | Reference No | Circular Subject | Department | Download |
| 26-Jun-2006 | 06-07/ISS//GC | Issuance of Digitally signed Contract Notes | CNS | |
| 21-Jun-2006 | 06-07/SPL-Trdg/36306/GC | NSE LIVE TRADING session on Sunday, June 25, 2006 | CNS | |
| 20-Jun-2006 | 06-07/SPL-Trdg/36307/GC | BSE Live Special Live Trading session on Sunday, June 25, 2006 | CNS | |
| 20-Jun-2006 | 06-07/ISS/37092/GC | Launch of Sub-broker Trading Facility through internet ( ISS’s “netbranch”) | CNS | |
| 19-Jun-2006 | 06-07/ISS/36234/VV | Reminder for Annual Compliance Report | COMPLIANCE | |
| 19-Jun-2006 | 06-07/ISS/36181/GC | Intimation regarding transfer of funds payout to clients | Accounts | |
| 19-Jun-2006 | 06-07/ISS/361787/GC | Details regarding the 10DB format to be submitted by clients | IT | |
| 17-Jun-2006 | 05-06/ISS/36162/GC | Smooth functioning of IBOS back-office system | CNS | |
| 16-Jun-2006 | 05-06/ISS/36138/GC | Launch of ISS’s Internet Trading Facility “netprofit.in” for Clients | CNS | |
| 13-Jun-2006 | 06-07/ISS/36022/VV | Non-payment of Service Tax by Sub-brokers | COMPLIANCE | |
| 08-Jun-2006 | 06-07/ISS/35872/GC | Clarifications relating to payment of Service Tax by Sub-brokers and Authorised Persons | COMPLIANCE | |
| 05-Jun-2006 | 06-07/ISS//VV | Annual Compliance Report | Compliance | |
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| MAY 2006 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 24-May-2006 | 06-07/ISS/35418/MR | SQUARING UP OF POSITIONS IN THE CM AND F&O SEGMENTS | CNS | |
| 17-May-2006 | 06-07/ISS/35/MR | Data dissemination in FTP | COMPLIANCE | |
| 16-May-2006 | 06-07/ISS/35198/MR | Frequently Asked Questions in the D2BM | COMPLIANCE | |
| 12-May-2006 | 06-07/ISS/35097/GC | Squaring up of open positions not backed by margins in the F&O segment on T+3 | CNS | |
| 12-May-2006 | 06-07/ISS/35095/GC | Contact details of Citibank officials for delayed receipt of pay-out instruments | Accounts | |
| 11-May-2006 | 05-06/ISS/35059/GC | Receipt of securities from third party demat accounts | CNS | |
| 10-May-2006 | 06-07/ISS/34980/GC | Reduction in the Brokerage Rates for the Futures & Options Segment w.e.f. June 1, 2006 | CNS | |
| 10-May-2006 | 05-06/ISS/34979/GC | Non-acceptance of Fixed Deposit Receipts and Bank Guarantees in the NSE CM , BSE Equities and NSE F&O segments | CNS | |
| 10-May-2006 | 05-06/ISS/34983/GC | Receipt of bank statements pertaining to the branch bank account | Accounts | |
| 08-May-2006 | 05-06/ISS/34834/GC | Auction Bills in I-BOS onT+4 | CNS | |
| 06-May-2006 | 05-06/ISS/34812/GC | Client code modifications in the NSE segment | CNS | |
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| APRIL 2006 |
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| Circular Date | Reference No | Circular Subject | Department | Download |
| 27-Apr-2006 | 06-07/ISS/34506/GC | Partial funds pay-out to be introduced from May 8, 2006 | Accounts | |
| 27-Apr-2006 | 05-06/ISS/34499/VR | ANTI-VIRUS SOFTWARE INSTALLATION COMPULSORY | IT | |
| 27-Apr-2006 | 06-07/ISS/NSE/34480/PI | Compliance Report on NSE Directives from the sub-brokers latest by April 29, 2006 | COMPLIANCE | |
| 26-Apr-2006 | 06-07/SPL-Trdg/34502/GC | Ref: 06-07/SPL-Trdg/ 34502/ GC April 26, 2006 BSE Live Trading session from Disaster Recovery Site (DRS) on Saturday April 29, 2006, | CNS | |
| 26-Apr-2006 | 06-07/SPL-Trdg/34503/GC | NSE Live Trading from Chennai (Back-up) Site on Saturday, April 29, 2006 | CNS | |
| 21-Apr-2006 | 06-07/ISS/34507/GC | Pick-up points for Citibank pay-orders / cheques in Mumbai, Kolkota, Coimbatore and Nagpur | Accounts | |
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